Financial Conduct Authority Overview (UK)
Price:
$2.60
Description:
The Financial Conduct Authority – or FCA for short – is the UK’s financial regulator. They’re the ones who protect people from bad conduct in finance. They set the rules, make sure companies follow them, and keep the finance industry fair. They do all this while also making sure there’s still competition between businesses and that the economy keeps growing.<br><br>To do their job, they need to wear a few different hats. At times, they’re setting standards that companies must follow. At other times, they’re enforcing the laws – issuing fines and bringing criminals to justice. But what exactly do they do? And which companies need to follow their rules?<br><br><strong>By the end of this course, you’ll be able to:</strong><br><br>• Describe the role of the FCA<br>• Explain the ways in which the FCA regulates financial markets<br>• List the enforcement powers of the FCA<br><br><strong>Why take this course?</strong><br><br>Everyone working in finance should be aware of the FCA. Regardless of your role, their standards affect your day-to-day work and set the bar of what’s expected from you. So it’s important to understand why they exist, what they do, and how they work. On this course, you’ll find out about the FCA’s role, how they regulate financial markets, and their enforcement powers.<br><br>Disclaimer:<br>Please be aware that the course offered is designed to comply with UK regulations. It is essential to verify that this course meets the specific requirements and standards of your home country. We encourage you to consult with your local authorities for guidance. While this course may not directly fulfill specific requirements in your jurisdiction, it can serve as a valuable resource for additional knowledge and reference.<br><br>10 mins | SCORM | Infographic