FCA Conduct Risk (UK)
Price:
$2.60
Description:
Of course, you’d like to think that everyone always behaves in a way that reflects a strong code of ethics. But unfortunately, this isn’t always the case. Factors like unconscious bias or conflicts of interest can cloud how we behave and make decisions. And when you’re working with a customer’s finances, your conduct directly affects them and their financial security. It can also impact your company’s reputation and, in some cases, harm the wider economy.<br><br>To avoid exposing your customers to conduct risks, you need a solid understanding of what these risks are in the financial markets. You also need to know what drives those risks and how to avoid them to protect your customers’ best interests. The Financial Conduct Authority, also known as the FCA, exists to make sure that financial markets are honest, competitive, and fair. Understanding their three statutory objectives will help you contribute to a safe and professional culture within your industry and the company you work for.<br><br><strong>By the end of this course, you’ll be able to:</strong><br><br>• Define conduct risk in financial markets<br>• Describe the three statutory objectives of the FCA<br>• Identify key drivers of conduct risk and how to manage them<br><br><strong>Why take this course?</strong><br><br>This course is a must for anyone in finance and managerial positions who needs to understand and follow the FCA’s three statutory objectives. During this course, you’ll not only learn what these objectives are but also why they’re so important. It’ll define conduct risk and identify what drives it, so you can make sure your customers aren’t impacted.<br><br>Disclaimer:<br>Please be aware that the course offered is designed to comply with UK regulations. It is essential to verify that this course meets the specific requirements and standards of your home country. We encourage you to consult with your local authorities for guidance. While this course may not directly fulfill specific requirements in your jurisdiction, it can serve as a valuable resource for additional knowledge and reference.<br><br>10 mins | SCORM | Infographic